6.0.5 Callable Bull/Bear Contracts / Equity Recovery Operation (TM/DS Category)

6.0.5 Callable Bull/Bear Contracts / Equity Recall Operation (TM/DS Categories)

a. On the "Corporate Actions" page, click "New" to add a corporate action.

b. Select manual creation: choose the Announcement Type (see 5.1 Announcement Types for reference): TM (Take-Over (Compulsory)) / Target (stock code) / enter an Announcement Number (must be unique) / select Ex-dividend Date or Record Date, then click "Confirm".

Quick Create: only applicable when a CCNAN05 file has been imported.

c. After adding, the item will be displayed on the main panel. Click "Details" in the action column to fill in the information.

d. In the "Announcement Information" field, click "Edit"; fields marked with an asterisk (*) are mandatory. After completing the input, click "Confirm".

• Payment Date: this is the system accounting date (viewable on the "Settlement Management > End-of-Day Tasks" page; the accounting date shown below is January 30).

e. In the "Scheme Information" field, click "Edit" to modify the scheme type information.

f. On the "Edit Scheme" page, fields marked with an asterisk (*) are mandatory; the default scheme is "Yes". After completing the input, click "Confirm".

• Scheme Type: "TM-EXPIRED" indicates recall of Callable Bull/Bear Contracts;
• Execution Currency: the currency to be distributed;
• Payout Rate: enter the per-share return amount as a ratio; for example, entering 0.78 = $0.78 net value returned per share. If there is no net residual value, enter 0.

g. In the "Fee Rules" field, review the fees charged. To modify the fees in a single operation, click "Edit"; after completing changes, click "Confirm".

h. If the Announcement Information, Scheme Information, and Fee Rules are correct, click "Register" and then "Confirm" to submit the registration.

i. After "Register" succeeds, the transferred amount will be visible in the "Details Summary" field; if there is a discrepancy in the amount, click "Residual Adjustment" to modify the distribution amount.

j. In the "Customer Details" field, view eligible equity clients.

• Click "Add": to add individual clients to the list;
• Click "Void": to remove a client;
• Click "Details": to modify an individual client's fee information or the distribution amount of their entitlement.

k. If any information has been modified, click "Re-register" to refresh the data. After confirming the information is correct, click "Submit for Execution" to proceed to the next step.

l. After confirming the total distribution amount and the total fees collected, click "Submit for Execution".

m. The reviewer can click "Download Report SDR040-01" and select the PDF file, then view the corporate action details in "Report Management > Export List." If the information is correct, click "Execute Review."

n. After verifying the information, click "Approve." If checked, the app will send a push notification.

o. The status will be updated to "Execution Successful."

p. Records can be reviewed in "Assets Account > Account Details > Stocks" to view the transaction history.