2024-03-18 Release Notes

🎉 New Features

• Support for Hong Kong domestic allocation

  - IPO supports Hong Kong domestic allocation - Path: "New Share Subscription" - "New Share Subscription" - "Hong Kong Domestic Allocation"

• Added Customer Groups and Customer Margin application-by-Group feature

  - Added Customer Groups; supports applying to customer margin and reporting operations - Path: "Risk Management" - "List Management" - "Customer Groups" - Permissions: - Customer group query: `credit_limit.client_group_query` - Customer group operations: `credit_limit.client_group_operation` - Customer margin supports creation by selecting Customer Groups or Stock Groups - Path: "Risk Management" - "Margin" - "Customer Margin"

• Modify order channel before billing

  - Scenario: Modify a user's order channel before billing and perform settlement based on the change - Operation: Start one-click settlement -> Pause one-click settlement (data synchronization step) -> Edit order channel - Edit order channel path: "Settlement Management" - "Transaction Flow Management" - "Trade Orders" - Note 1: Editing the billing channel is not supported after settlement billing - Note 2: After settlement billing, re-clicking data synchronization is not supported. If data synchronization was re-clicked, perform settlement rollback first

• Support reprocessing orders after billing and before day cut

  - Scenario: After billing and before day cut, back-end or front-end order reprocessing can be performed - Process: Perform settlement rollback -> Back-end reprocessing (Front-end reprocessing) -> Re-execute end-of-day - When performing settlement rollback, select "No Action" for asset rollbacks and select "Include in Settlement" for newly reprocessed orders - Settlement rollback path: "Settlement Management" - "End-of-Day Management" - "Settlement Rollback"

• Corporate Actions support display of client status

  - Corporate Actions now support displaying client status - Brokers may contact customer service to set whether actions apply to closed-account clients; the system defaults to applying the actions

• Configurable trading permissions in Account Opening List details

  • In Account Opening List Details — "Associated Accounts List": for accounts not yet activated, trading markets and permissions can be modified during the KYC review process

  • Path: "Customer Management System" - "KYC" - "Account Opening List" - "Details"

  • Note: Trading permission configuration must consider the type of account being opened; the final permissions are the intersection of markets selected in the backend and the account-opening functionality. For example: if the backend enables Hong Kong and Virtual Asset trading permissions but the account type is a Virtual Asset account, the final opened account will have only Virtual Asset trading permissions

  • Permissions:

    - View trading permissions entry: `account.trade_permission` - Modify trading permissions: `account.update_trade_permission`

• Account Opening List details: added Professional Investor certification and Risk Assessment information

  - Reviewers with the corresponding view permissions can view Professional Investor certification records and risk assessment information in the account opening details; clicking will navigate to the detail page - Path: "Customer Management System" - "KYC" - "Account Opening List" - "Details" - Permissions: Corresponding permissions must be requested for these modules to appear in account details - Professional Investor certification: `customer.pi_app_record` - Risk assessment data query: `kyc.risk_assessment_query`

🪀 Improvements & Fixes

• Temporary statements: support custom language

  - Creating a temporary statement supports selecting the statement language. The default follows the App language (note: the App language here is determined by the App settings corresponding to the cut-off date selected for the temporary statement). Users can customize and switch to a specified language - Path: "Settlement Management" - "End-of-Day Management" - "Statement Management" - "Statement Query"

• Add trading session selection for position closures

  - On the position-close modal under a margin call, US limit-order position closures support custom selection of the "trading session"; the default is intraday only - Path: "Risk Management" - "Margin Call" - "Risk Alerts"

• Added work-order approval to some Deposit & Withdrawal module functions

  • "Reject" on the deposit application page now triggers work-order approval
  • "Reject" on the withdrawal application page now triggers work-order approval
  • "Process" in the exception withdrawal module now triggers work-order approval
  • "Edit" & "Delete" under the customer's bank card menu now require work-order review

• Borrow reminders: added exception orders and rule approval

  - Editing foreign-exchange rules requires work-order approval to be successfully modified - Added a query entry for exception orders (foreign exchange under review, foreign exchange failed, submission failed) - If foreign exchange is "under review," obtain the customer's exchange order number and check the review progress at "Funds Management" - "Foreign Exchange" - "Customer Exchange" - If you encounter foreign exchange failure or submission failure, contact customer service to report the issue - Path: "Risk Management" - "Credit Limit" - "Borrow Reminders"

• Manual adjustment status optimization

  - The "Status" of manual adjustments now reflects the actual adjustment state. Removed "Approved" and added three statuses: "Adjustment Successful", "Adjustment Failed", and "Adjustment Processing" - Adjustment Successful: approval granted and the adjustment processed successfully - Adjustment Failed: the reason for failure can be viewed in "Adjustment Results" - Adjustment Processing: the system is processing the adjustment - Path: "Asset Accounts" - "Manual Adjustments"

• Optimized naming of fields related to settlement checks